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Resultaten voor 'tracey calvert'
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Outcomes Focused Regulation
By Bronwen Still and Tracey Calvert
€ 240,74 -
Conflicts, Confidentiality and Disclosure
With an easily accessible Q&A format, this book will provide anyone regulated by the SRA or employed in an SRA-regulated firm with key knowledge about risk management of conflicts of interests and duties that relate to confidentiality and disclosure.
€ 99,50 -
COLP and COFA
It is a condition of authorisation that all SRA-authorised law firms must have a compliance officer for legal practice (COLP) and a compliance officer for finance and administration (COFA), and that these individuals must comply with regulatory duties imposed on them personally.Now in its third edition, COLP and COFA: Compliance in Practice provides the role-holders, and anyone concerned with supporting the role-holders, with essential information about regulatory and ethical standards and compliance procedures that will support the achievement of these standards and facilitate a good working relationship with the SRA.Written by Tracey Calvert, a former employee of both the Law Society and the SRA, this edition has been updated to include the latest requirements as evidenced by the SRA Standards and Regulations, and includes lessons learned from supervisory and enforcement action.
€ 220,50 -
Risk and Compliance Questions and Answers
Through a series of over 200 questions and answers, covering common to complex issues, this book provides practical guidance on points that those tasked with risk and compliance in their firm or business need to consider and respond to quickly. It also provides invaluable assistance to all managers and fee earners working in the firm.
€ 105,50 -
Anti-Money Laundering Compliance for Law Firms
A handbook and guide, advising on practical implementation of the European Union Fourth Anti-Money Laundering Directive. Assisting European law firms in remaining compliant.
€ 295,50 -
In-House Counsel Compliance Companion
In-house practice is an increasingly popular career choice, both for new entrants to the profession and for individuals moving away from traditional private practice. The opportunities are exciting but the challenges of being a regulated individual in a different environment should not be underestimated.In-house counsel must be able to identify and comply with the non-negotiable regulatory and ethical duties expected of them by the Solicitors Regulation Authority. Whereas private practitioners have the benefit of safety in numbers in a team environment with common professional objectives, this is not automatically the case for in-house counsel. The latter might be used as the ethical voice or heartbeat of their organisation, but it is not uncommon for them to be regarded as the facilitators of advice about how to find ways round obstacles, or to shoulder the blame if there is criticism. Being an in-house solicitor requires an understanding of tensions that might not exist in private practice and knowing when to challenge inappropriate behaviour.This book provides guidance on essential regulatory and ethical knowledge. The challenges of in-house practice are discussed with commentary on the tensions that might exist such as when the business is global or when business risks are not managed properly. There is analysis of team leader responsibilities and a discussion of the pinch points of being employed as lone lawyer. It also contains contributions from thought leaders and experts, and case studies and examples of disciplinary action are used to support your understanding of this essential topic.
€ 111,50 -
Regulation, Compliance and Ethics in Law Firms
By Tracey Calvert
€ 110,50 -
Regulation and In-house Lawyers
Regulation and In-House Lawyers is a resource for SRA regulated lawyers working in-house for organisations which are not authorised by the SRA. This second edition has been updated to reflect the major regulatory changes introduced by the SRA Standards and Regulations in November 2019.
€ 117,95 -
Compliance and Ethics in Law Firms
2nd editionThis essential reference book provides guidance on SRA regulations for non-lawyers working in law firms and for those who are responsible for ensuring that they comply with the SRA's rules.
€ 110,95 -
Exit Strategies Toolkit
Law Society's Risk and Compliance ServiceEvery year firms close for a variety of reasons, including sale or merger, but what happens if you haven't prepared to exit the market? This toolkit contains a mixture of commentary, procedural checklists, draft policies and precedents to help you to prepare for this eventuality.
€ 117,95